| Barclays Simple 466 - Meteor Prima Growth Plan |
50.6000 |
50.6000 |
10/09/2010 |
| Merrill Lynch & Co Inc. Note - Meteor Galaxy Capital Protected Option |
100.6300 |
100.6300 |
10/09/2010 |
| Merrill Lynch & Co Inc. Note - Meteor Galaxy Protected Super Growth Option |
94.5500 |
94.5500 |
10/09/2010 |
| Merrill Lynch International Bank Ltd - Meteor Galaxy Capital Protected Deposit |
100.6300 |
100.6300 |
10/09/2010 |
| Merrill Lynch & Co Inc. Note - Meteor Prima Growth Plan 2 |
44.3680 |
44.3680 |
10/09/2010 |
| Merrill Lynch & Co Inc. Warrant - Meteor Prima Growth Plan 2 |
44.3680 |
44.3680 |
10/09/2010 |
| Lehman Brothers Treasury Co BV Note - Meteor Galaxy US$ Capital Protected |
0.0000 |
0.0000 |
16/09/2008 |
| Lehman Brothers Treasury Co BV Note - Meteor Galaxy US$ Super Growth |
0.0000 |
0.0000 |
16/09/2008 |
| Barclays Simple 531 - Meteor Galaxy 2 Capital Protected Option |
104.8000 |
104.8000 |
10/09/2010 |
| Barclays Simple 532 - Meteor Galaxy 2 Protected Super Growth Option |
101.5500 |
101.5500 |
10/09/2010 |
| Merrill Lynch & Co Inc. Note - Meteor Prima Growth Plan 3 |
49.4350 |
49.4350 |
10/09/2010 |
| Merrill Lynch & Co Inc. Warrant - Meteor Prima Growth Plan 3 |
49.4350 |
49.4350 |
10/09/2010 |
| Merrill Lynch & Co Inc. Note - Meteor Prima Growth Plan Dollar 2 |
49.4350 |
49.4350 |
10/09/2010 |
| Barclays Simple 580 - Orion Growth Plan |
56.3600 |
56.3600 |
10/09/2010 |
| Orion Growth Plan - replaced by Simple 580 security 1027 |
81.2000 |
81.2000 |
31/01/2008 |
| Merrill Lynch International Bank Ltd - Meteor Hybrid Deposit - 26/10/2012 |
100.0000 |
100.0000 |
10/09/2010 |
| MacQuarie Note 2013 - Pendulum Plan |
109.6965 |
109.6965 |
07/09/2010 |
| Barclays Simple 582 - Meteor Galaxy 3 Capital Protected Option |
108.3000 |
108.3000 |
10/09/2010 |
| Barclays Simple 581 - Meteor Galaxy 3 Protected Super Growth Option |
106.9500 |
106.9500 |
10/09/2010 |
| Lehman Brothers Treasury Co BV Note - Meteor Prima Growth Plan 4 |
0.0000 |
0.0000 |
16/09/2008 |
| Lehman Brothers Securities NV Warrant - Meteor Prima Growth Plan 4 |
0.0000 |
0.0000 |
16/09/2008 |
| MacQuarie Bank Limited - Meteor Pendulum Structured Deposit 11/11/2013 |
109.6965 |
109.6965 |
07/09/2010 |
| Lehman Brothers Treasury Co BV Note - Meteor Prima Growth Plan 5 |
0.0000 |
0.0000 |
16/09/2008 |
| Lehman Brothers Securities NV Warrant - Meteor Prima Growth Plan 5 |
0.0000 |
0.0000 |
16/09/2008 |
| Barclays Simple 644 - Rainbow Plan 2 - Capital Protected Option |
96.6900 |
96.6900 |
10/09/2010 |
| Barclays Simple 645 - Rainbow Plan 2 -Enhanced Growth Option |
96.6900 |
96.6900 |
10/09/2010 |
| Meteor Senior Life Settlement Sterling Fund (Option 1) Initial Charge |
12715.0000 |
12715.0000 |
31/07/2010 |
| MacQuarie Bank Note - Meteor Galaxy 4 Capital Protected Option |
101.5780 |
101.5780 |
07/09/2010 |
| MacQuarie Bank - Meteor Galaxy 4 Protected Super Growth Option |
97.7085 |
97.7085 |
07/09/2010 |
| MSLSSF - Holding record - purchase pending - awaiting price to calculate units |
100.0000 |
100.0000 |
22/05/2008 |
| MSLSSF - Holding record - cash sale pending - awaiting price to calculate units |
100.0000 |
100.0000 |
01/02/2008 |
| MSLSSF - Holding record - unit sale pending - awaiting price to calculate cash |
100.0000 |
100.0000 |
01/02/2008 |
| MacQuarie Bank 5 Yr Commodity Linked Deposit ( Meteor Galaxy 4) |
101.5780 |
101.5780 |
07/09/2010 |
| Lehman Brothers Treasury Co BV Note - Meteor Prima Plus Plan |
0.0000 |
0.0000 |
16/09/2008 |
| Lehman Brothers Securities NV Warrant - Meteor Prima Plus Plan |
0.0000 |
0.0000 |
16/09/2008 |
| Lehman Brothers Treasury Co BV Note - Meteor Prima Growth Plan 6 |
0.0000 |
0.0000 |
16/09/2008 |
| Lehman Brothers Securities NV Warrant - Meteor Prima Growth Plan 6 |
0.0000 |
0.0000 |
16/09/2008 |
| MacQuarie Bank Note - Meteor Galaxy 5 Capital Protected Option |
97.7593 |
97.7593 |
07/09/2010 |
| MacQuarie Bank - Meteor Galaxy 5 Protected Super Growth Option |
92.6671 |
92.6671 |
07/09/2010 |
| EEA Senior Life Settlements US$ Class B |
10071.0000 |
10071.0000 |
31/07/2010 |
| EEA Senior Life Settlements US$ Class B - cash paid, price o/s |
10068.0000 |
10068.0000 |
01/02/2008 |
| Merrill Lynch & Co Inc Note - Solar Income Annual |
42.7700 |
42.7700 |
10/09/2010 |
| Merrill Lynch & Co Inc Note - Solar Income Monthly |
39.3900 |
39.3900 |
10/09/2010 |
| Lehman Brothers Treasury Co BV Note - Meteor Prima Growth Plan 7 |
0.0000 |
0.0000 |
16/09/2008 |
| Lehman Brothers Securities NV Warrant - Meteor Prima Growth Plan 7 |
0.0000 |
0.0000 |
16/09/2008 |
| Lehman Brothers Treasury Co BV Note- Meteor Prima Plus Plan 2 |
0.0000 |
0.0000 |
16/09/2008 |
| Lehman Brothers Securities NV Warrant - Meteor Prima Plus Plan 2 |
0.0000 |
0.0000 |
16/09/2008 |
| Lehman Brothers Treasury Co BV Note - Meteor Prima Plus Protected Plan |
0.0000 |
0.0000 |
16/09/2008 |
| Lehman Brothers Securities NV Warrant - Meteor Prima Plus Protected Plan |
0.0000 |
0.0000 |
16/09/2008 |
| Lehman Brothers Deposit - Meteor Prima Plus Protected Plan |
0.0000 |
0.0000 |
16/09/2008 |
| Lehman Brothers Treasury Co BV Note - Meteor Property Recovery Plan |
0.0000 |
0.0000 |
16/09/2008 |
| Lehman Brothers Securities NV Warrant - Meteor Property Recovery Plan |
0.0000 |
0.0000 |
16/09/2008 |
| Merrill Lynch & Co Inc Note - Property Income Monthly |
71.6600 |
71.6600 |
10/09/2010 |
| Merrill Lynch & Co Inc Note - Property Income Annual |
72.2333 |
72.2333 |
10/09/2010 |
| Morgan Stanley - Meteor Galaxy 6 Super Growth Option |
74.7500 |
74.7500 |
10/09/2010 |
| Morgan Stanley - Meteor Galaxy 6 Capital Protected Option |
92.7500 |
92.7500 |
10/09/2010 |
| Lehman Brothers Treasury Co BV Note - Meteor Prima Growth Plan 8 |
0.0000 |
0.0000 |
16/09/2008 |
| Lehman Brothers Securities NV Warrant - Meteor Prima Growth Plan 8 |
0.0000 |
0.0000 |
16/09/2008 |
| Meteor (UK) Protected Equity Fund |
81.6900 |
81.6900 |
09/09/2010 |
| Merrill Lynch & Co Inc Note - Meteor Prima Plus Plan 3 |
105.2400 |
105.2400 |
10/09/2010 |
| Merrill Lynch & Co Inc. Warrant - Meteor Prima Plus Plan 3 |
105.2400 |
105.2400 |
10/09/2010 |
| Meteor Senior Life Settlement Sterling Fund (option 2) Deferred Charge |
11838.0000 |
11838.0000 |
31/07/2010 |
| Lehman Brothers Securities NV Warrant - Meteor Property Recovery Plan 2 |
0.0000 |
0.0000 |
16/09/2008 |
| BNP Paribas Certificate - Prima Growth Plan 9 - Annual Option |
110.5200 |
110.5200 |
16/10/2009 |
| Merrill Lynch & Co Inc Note - Protected Global Asset Plan |
83.1300 |
83.1300 |
10/09/2010 |
| Merrill Lynch International Bank Ltd Deposit - Protected Global Asset Plan |
83.1300 |
83.1300 |
10/09/2010 |
| BNP Paribas Certificate - Prima Growth Plan 9 - Half Yearly Option |
104.8200 |
104.8200 |
09/07/2009 |
| BNP Paribas Certificate - Prima Growth Plan 10 |
107.7800 |
107.7800 |
04/12/2009 |
| BNP Paribas Certificate - Meteor Prima Plus Plan 5 |
108.2900 |
108.2900 |
04/12/2009 |
| Citibank Preference Shares - Enhanced Growth Plan Capital Protected Option |
120.7000 |
120.7000 |
10/09/2010 |
| Citibank Preference Shares - Enhanced Growth Plan Super Growth Option |
125.2000 |
125.2000 |
10/09/2010 |
| Rabobank Notes - Select Growth Plan - Sterling Option |
112.7600 |
112.7600 |
23/12/2009 |
| Rabobank Bank Notes - Select Growth Plan - Euro Option |
112.7600 |
112.7600 |
23/12/2009 |
| BNP Paribas Certificate - Prima Growth Plan 11 |
112.8600 |
112.8600 |
12/02/2010 |
| BNP Paribas Deposit - Prima Growth Plan 11 |
112.8600 |
112.8600 |
12/02/2010 |
| Rabobank Notes - Prima Growth Plan 12 |
123.7000 |
123.7000 |
10/03/2010 |
| Rabobank Warrants - Prima Growth Plan 12 |
123.7000 |
123.7000 |
10/03/2010 |
| Global Growth Plan - Rabobank Warrants |
116.2100 |
116.2100 |
10/03/2010 |
| Global Growth Plan - Rabobank Notes |
116.2100 |
116.2100 |
10/03/2010 |
| Rabobank Warrants - Prima Growth Plan 14 |
121.5900 |
121.5900 |
13/04/2010 |
| Rabobank Notes - Prima Growth Plan 14 |
121.5900 |
121.5900 |
13/04/2010 |
| Rabobank Notes - Cabinet Autocall Plan |
103.3000 |
103.3000 |
19/10/2009 |
| Rabobank Notes - Mahe Trading Autocall Plan |
113.4000 |
113.4000 |
02/04/2010 |
| Rabobank Notes - Prima Growth Plan 15 |
108.8600 |
108.8600 |
01/06/2010 |
| Rabobank Warrants - Prima Growth Plan 15 |
108.8600 |
108.8600 |
01/06/2010 |
| Société Générale Enhanced Series - Prima Plus Plan 6 |
109.6300 |
109.6300 |
23/06/2010 |
| Rabobank Warrants - FTSE Multiplier Plan 1 |
108.8600 |
108.8600 |
01/06/2010 |
| Sienna 3 Series 41 (Barclays) Class A - FTSE Income Annual |
101.3900 |
101.3900 |
10/09/2010 |
| Sienna 3 Series 41 (Barclays) Class B - FTSE Income Monthly |
100.0500 |
100.0500 |
10/09/2010 |
| Rabobank Notes - CBW FTSE Autocall Plan |
106.6000 |
106.6000 |
02/04/2010 |
| HSBC Notes - CBW FTSE Autocall Plan |
107.5600 |
107.5600 |
10/09/2010 |
| BNP Paribas Notes - CBW FTSE Autocall Plan |
106.0000 |
106.0000 |
21/06/2010 |
| Société Générale Enhanced Series - Global Acceleratror Plan |
109.6300 |
109.6300 |
23/06/2010 |
| Rabobank Notes - Prima Growth Plan 16 |
108.9900 |
108.9900 |
02/08/2010 |
| Rabobank Warrant - Prima Growth Plan 16 |
108.9900 |
108.9900 |
02/08/2010 |
| Rabobank Notes - FTSE Multiplier Plan 2 |
108.9900 |
108.9900 |
02/08/2010 |
| Rabobank Warrants - FTSE Multiplier Plan 2 |
108.9900 |
108.9900 |
02/08/2010 |
| Santander Notes - CBW British Petroleum Autocall |
88.7100 |
88.7100 |
10/09/2010 |
| Rabobank Notes - CBW Vodafone Autocall |
106.9000 |
106.9000 |
30/07/2010 |
| Santander Notes - CBW Tesco Autocall |
0.0000 |
0.0000 |
04/08/2010 |
| BNP Paribas Notes - CBW Anglo American Autocall |
116.5700 |
116.5700 |
02/08/2010 |
| BNP Paribas Notes - CBW Rio Tinto Autocall |
119.4600 |
119.4600 |
02/08/2010 |
| Rabo Notes - CBW Glaxo Smith Klein Beecham Autocall |
101.4600 |
101.4600 |
10/09/2010 |
| Nomura Bank International plc Annual Note |
93.6300 |
93.6300 |
10/09/2010 |
| Rio Tinto 3 Year Autocall |
119.4600 |
119.4600 |
02/08/2010 |
| Rabobank Notes - Prima Growth Plan 17 |
106.7200 |
106.7200 |
10/09/2010 |
| Rabobank Warrant - Prima Growth Plan 17 |
106.7200 |
106.7200 |
10/09/2010 |
| Rabobank Notes - FTSE Multiplier Plan 3 |
106.7200 |
106.7200 |
10/09/2010 |
| Rabobank Warrant - FTSE Multiplier Plan 3 |
106.7200 |
106.7200 |
10/09/2010 |
| BNP Paribas Certificate - Protected Oil Growth Plan |
89.2970 |
89.2970 |
10/09/2010 |
| Rabobank Warrant - Prima Platinum Plan |
104.7000 |
104.7000 |
10/09/2010 |
| Rabobank Note - Prima Platinum Plan |
104.7000 |
104.7000 |
10/09/2010 |
| Citigroup Pref Shares - Gilliat Inc S1 - FTSE Option 1 (superseded) |
85.5000 |
85.5000 |
10/09/2010 |
| Citigroup Pref Shares - Gilliat Inc S1 - S&P Option 2 (superseded) |
97.6000 |
97.6000 |
10/09/2010 |
| Citigroup Pref Shares - Gilliat Inc S1 - EPRA Option 3 (superseded) |
92.0000 |
92.0000 |
10/09/2010 |
| Rabobank Warrant - Prima Growth Plan 18 |
104.2900 |
104.2900 |
10/09/2010 |
| Rabobank Note - Prima Growth Plan 18 |
104.2900 |
104.2900 |
10/09/2010 |
| Rabobank Warrant - Dual Multiplier Plan 2 |
99.5600 |
99.5600 |
10/09/2010 |
| Rabobank Note - Dual Multiplier Plan 2 |
99.5600 |
99.5600 |
10/09/2010 |
| Rabobank Note - Prima Platinum Plan 2 |
99.5600 |
99.5600 |
10/09/2010 |
| Rabobank Warrant - Prima Platinum Plan 2 |
99.5600 |
99.5600 |
10/09/2010 |
| Demo Product 1 notes |
98.0000 |
98.0000 |
18/11/2009 |
| Demo Product 1 warrants |
98.0000 |
98.0000 |
18/11/2009 |
| Rabobank Note - Geared Growth Plan |
97.4600 |
97.4600 |
10/09/2010 |
| Rabobank Warrant - Geared Growth Plan |
97.4600 |
97.4600 |
10/09/2010 |
| Rabobank Warrant - Gilliat Kick-out Growth 1 |
98.1300 |
98.1300 |
10/09/2010 |
| Rabobank Note - Gilliat Kick-out Growth 1 |
98.1300 |
98.1300 |
10/09/2010 |
| Citigroup Pref Shares - Gilliat Monthly Inc - FTSE Option |
85.5000 |
85.5000 |
10/09/2010 |
| Rabobank Note - Prima Platinum Plan 3 |
95.0700 |
95.0700 |
10/09/2010 |
| Rabobank Warrant - Prima Platinum Plan 3 |
95.0700 |
95.0700 |
10/09/2010 |
| Rabobank Note - Emerging Market Kick Out Plan |
100.3600 |
100.3600 |
10/09/2010 |
| Rabobank Warrant - Emerging Market Kick Out Plan |
100.3600 |
100.3600 |
10/09/2010 |
| Rabobank Note - Twin Win Plan |
102.0700 |
102.0700 |
10/09/2010 |
| Rabobank Note - Prima Platinum Plan 4 |
94.2100 |
94.2100 |
10/09/2010 |
| Rabobank Warrant - Prima Platinum Plan 4 |
94.2100 |
94.2100 |
10/09/2010 |
| Rabobank Warrant - Emerging Market Kick Out Multiplier Plan |
100.3600 |
100.3600 |
10/09/2010 |
| Rabobank Note - Emerging Market Kick Out Multiplier Plan |
100.3600 |
100.3600 |
10/09/2010 |
| Rabobank Note - Global Growth Plan 2 |
91.7500 |
91.7500 |
10/09/2010 |
| Rabobank Warrant - Global Growth Plan 2 |
91.7500 |
91.7500 |
10/09/2010 |
| Citibank NDFA Growth Kick Out Plan Dec08 Certificates |
113.5000 |
113.5000 |
22/02/2010 |
| Census Investments 26 plc Class 28G Shares - NDFA Growth Plan Nov 05 |
102.2900 |
107.2900 |
01/03/2010 |
| Census Investments 26 plc Class 32G Shares - NDFA Growth Participation Mar 06 |
51.5900 |
51.5900 |
10/09/2010 |
| Census Investments 26 plc Class 34G Shares - NDFA Secure Growth Plus Jul 06 |
104.6200 |
104.6200 |
10/09/2010 |
| Census Investments 26 plc Class 36G Shares - NDFA Income & Growth Plan Dec 06 |
95.6400 |
95.6400 |
10/09/2010 |
| Census Investments 26 plc Class 35G Shares - NDFA Growth Kick Out Plan Nov 06 |
45.4800 |
45.4800 |
10/09/2010 |
| Census Investments 26 plc Class 39G Shares - NDFA Accelerated Growth Aug 07 |
88.7000 |
88.7000 |
10/09/2010 |
| Census Investments 26 plc Class 41G Shares - NDFA Accelerated Growth Oct 07 |
92.6400 |
92.6400 |
10/09/2010 |
| Census Investments 26 plc Class 42G Shares - NDFA Accelerated Growth Dec 07 |
99.5300 |
99.5300 |
10/09/2010 |
| Census Investments 26 plc Class 43G Shares - NDFA Accelerated Growth Feb 08 |
94.1100 |
94.1100 |
10/09/2010 |
| Census Investments 21 plc Class 94G Shares - NDFA Prime Growth Plan |
107.1300 |
107.1300 |
27/04/2010 |
| Census Investments 21 plc Class 95G Shares - NDFA Prime Growth Plan Plus |
116.9900 |
116.9900 |
27/04/2010 |
| Census Investments 26 plc Class 19A Shares - NDFA Income Plan Feb 05 |
96.5900 |
96.5900 |
10/09/2010 |
| Census Investments 26 plc Class 21G Shares - NDFA Growth Plan May 05 |
101.5000 |
101.5000 |
10/09/2010 |
| Census Investments 26 plc Class 4G Shares - NDFA Premium Growth Plan |
0.0000 |
0.0000 |
06/08/2010 |
| Census Investments 26 plc Class 7G Shares - NDFA Premium Growth Plan 2 |
119.9500 |
119.9500 |
10/09/2010 |
| Census Investments 26 plc Class 8G Shares - NDFA Premium Growth Plan 3 |
120.9700 |
120.9700 |
10/09/2010 |
| Barclays Bank plc Deposit - NDFA Secure Growth Account May 06 |
112.6500 |
112.6500 |
01/03/2010 |
| Barclays Simple Note 327 - NDFA Growth Kickout Plan Sep 06 |
56.9300 |
56.9300 |
10/09/2010 |
| Barclays Bank plc Note - NDFA 7.5% Annual Income Plan Oct 06 - Quarterly Income |
64.6800 |
64.6800 |
10/09/2010 |
| Barclays Bank plc Note - NDFA 7.5% Annual Income Plan Oct 06 - Annual Income |
70.5500 |
70.5500 |
10/09/2010 |
| Barclays Simple Note - NDFA Growth Kickout Plan Jan 07 |
51.9400 |
51.9400 |
10/09/2010 |
| Barclays Simple Note - NDFA Extra Growth Plan Feb 07 |
85.9900 |
85.9900 |
10/09/2010 |
| Barclays Simple Note - NDFA Growth Kickout Plan Feb 07 |
94.5000 |
94.5000 |
10/09/2010 |
| Barclays Simple Note - NDFA Growth Kickout Plan Apr 07 |
50.1900 |
50.1900 |
10/09/2010 |
| Barclays Simple Note - NDFA Extra Growth Plan Apr 07 |
84.1800 |
84.1800 |
10/09/2010 |
| Barclays Simple Note 545 - NDFA Growth Kickout Plan June 07 |
56.9400 |
56.9400 |
10/09/2010 |
| Barclays Simple Note 545 - NDFA Growth Kickout Plan Aug 07 |
58.6000 |
58.6000 |
10/09/2010 |
| Barclays Simple Note 585 - NDFA Growth Kickout Plan Oct 07 |
68.6200 |
68.6200 |
10/09/2010 |
| Symphony SPJL Pref Shares - NDFA Twin Option Kickout Dec 07 (Option 1) |
111.2000 |
111.2000 |
10/09/2010 |
| Symphony SPJL Pref Shares - NDFA Twin Option Kickout Dec 07 (Option 2) |
93.6000 |
93.6000 |
10/09/2010 |
| Symphony SPJL Pref Shares - NDFA Twin Option Kickout Mar 08 (Option 1) |
106.4000 |
106.4000 |
10/09/2010 |
| Symphony SPJL Pref Shares - NDFA Twin Option Kickout Mar 08 (Option 2) |
90.0000 |
90.0000 |
10/09/2010 |
| Symphony SPJL Pref Shares - NDFA Twin Option Kickout Apr 08 (Option 1) |
112.7000 |
112.7000 |
10/09/2010 |
| Symphony SPJL Pref Shares - NDFA Twin Option Kickout Apr 08 (Option 2) |
80.7000 |
80.7000 |
10/09/2010 |
| Symphony SPJL Pref Shares - NDFA Regular Fixed Income Apr 08 - Monthly Income |
76.8000 |
76.8000 |
10/09/2010 |
| Symphony SPJL Pref Shares - NDFA Regular Fixed Income Apr 08 - Annual Income |
77.6000 |
77.6000 |
10/09/2010 |
| Symphony SPJL Pref Shares - NDFA Regular Fixed Income Jun 08 - Monthly Income |
95.4000 |
95.4000 |
10/09/2010 |
| Symphony SPJL Pref Shares - NDFA Regular Fixed Income Jun 08 - Annual Income |
96.2000 |
96.2000 |
10/09/2010 |
| Symphony SPJL Prefs - NDFA Capital Secure Fixed Growth Jul 08 - 3 Year Option |
111.9000 |
111.9000 |
10/09/2010 |
| Symphony SPJL Prefs - NDFA Capital Secure Fixed Growth Jul 08 - 5 Year Option |
116.7000 |
116.7000 |
10/09/2010 |
| Symphony SPJL Pref Shares - NDFA Twin Option Kickout Jun 08 (Option 1) |
108.8000 |
108.8000 |
10/09/2010 |
| Symphony SPJL Pref Shares - NDFA Twin Option Kickout Jun 08 (Option 2) |
93.1000 |
93.1000 |
10/09/2010 |
| Symphony SPJL Pref Shares - NDFA Regular Fixed Income Jul 08 - Monthly Income |
97.5000 |
97.5000 |
10/09/2010 |
| Symphony SPJL Pref Shares - NDFA Regular Fixed Income Jul 08 - Annual Income |
105.2000 |
105.2000 |
10/09/2010 |
| Symphony SPJL Pref Shares - NDFA Fixed Income Plan Aug 08 - Monthly Income |
93.4000 |
93.4000 |
10/09/2010 |
| Symphony SPJL Pref Shares - NDFA Fixed Income Plan Jul 08 - Monthly Income |
81.4000 |
81.4000 |
10/09/2010 |
| Symphony SPJL Pref Shares - NDFA Fixed Income Plan Jul 08 - Annual Income |
90.0000 |
90.0000 |
10/09/2010 |
| Symphony SPJL Pref Shares - NDFA Regular Fixed Income Sep 08 - Monthly Income |
99.5000 |
99.5000 |
10/09/2010 |
| Symphony SPJL Pref Shares - NDFA Regular Fixed Income Sep 08 - Annual Income |
105.7000 |
105.7000 |
10/09/2010 |
| Symphony SPJL Pref Shares - NDFA Fixed Income Plan Sep 08 - Monthly Income |
99.5000 |
99.5000 |
10/09/2010 |
| ING Bank NV Note - NDFA 7.25% Fixed Income Plan Apr 07 - Monthly Income |
67.4610 |
67.4610 |
10/09/2010 |
| ING Bank NV Note - NDFA 7.25% Fixed Income Plan Apr 07- Annual Income |
67.8210 |
67.8210 |
10/09/2010 |
| ING Bank NV Note - NDFA 7.25% Fixed Income Plan Jun 07 - Monthly Income |
70.1210 |
70.1210 |
10/09/2010 |
| ING Bank NV Note - NDFA 7.25% Fixed Income Plan Jun 07 - Annual Income |
70.4710 |
70.4710 |
10/09/2010 |
| JP Morgan Note - NDFA Fixed Income or Growth Plan Apr 08 - Monthly Income |
83.7000 |
83.7000 |
20/05/2010 |
| JP Morgan Note - NDFA Fixed Income or Growth Plan Apr 08 - Annual Income |
91.5000 |
91.5000 |
17/05/2010 |
| JP Morgan Note - NDFA Fixed Income or Growth Plan Apr 08 - Growth |
99.3000 |
99.3000 |
20/05/2010 |
| Morgan Stanley Note - NDFA 7% Fixed Income Plan Feb 07 - Monthly Income |
68.8600 |
68.8600 |
10/09/2010 |
| Morgan Stanley Note - NDFA 7% Fixed Income Plan Feb 07 - Annual Income |
71.6000 |
71.6000 |
10/09/2010 |
| Morgan Stanley Note - NDFA Accelerated Growth Apr 08 |
105.7400 |
105.7400 |
10/09/2010 |
| Morgan Stanley Note - NDFA Accelerated Growth Jun 08 |
106.9100 |
106.9100 |
10/09/2010 |
| Morgan Stanley Note - NDFA Capital Secure Fixed Growth Aug 08 - 3 Year Option |
119.4500 |
119.4500 |
10/09/2010 |
| Morgan Stanley Note - NDFA Capital Secure Fixed Growth Aug 08 - 6 Year Option |
121.9900 |
121.9900 |
10/09/2010 |
| Morgan Stanley Note - DRL Capital Protected High Income Plan (GBP) |
69.8500 |
69.8500 |
10/09/2010 |
| Morgan Stanley Note - DRL Capital Protected High Income Plan (EUR) |
68.1000 |
68.1000 |
20/05/2010 |
| BNP Paribas Certificate - DRL Global High Income Plan (USD) |
95.2800 |
95.2800 |
26/02/2010 |
| BNP Paribas Certificate - DRL Global High Income Plan (GBP) |
94.6800 |
94.6800 |
26/02/2010 |
| BNP Paribas Note - NDFA Growth Kickout Plan Jan 09 |
110.9400 |
110.9400 |
01/03/2010 |
| Symphony SPJL Pref Shares - NDFA Regular Fixed Income Oct 08 - Monthly Income |
100.9000 |
100.9000 |
10/09/2010 |
| Symphony SPJL Pref Shares - NDFA Regular Fixed Income Oct 08 - Annual Income |
106.1000 |
106.1000 |
10/09/2010 |
| Symphony SPJL Pref Shares - NDFA Fixed Income Plan Nov 08 - Monthly Income |
98.5000 |
98.5000 |
10/09/2010 |
| Symphony SPJL Pref Shares - NDFA Regular Fixed Income Dec 08 - Monthly Income |
104.8000 |
104.8000 |
10/09/2010 |
| Symphony SPJL Prefs - NDFA Regular Fixed Income Plan Dec 08 - Annual Income |
109.4000 |
109.4000 |
10/09/2010 |
| Sienna IC3L S32 Prefs - NDFA Regular Fixed Income Plan Mar 09 - Monthly Income |
96.9700 |
96.9700 |
10/09/2010 |
| RBS Redeemable Certificates - NDFA Defined Income Plan Mar 09 - Monthly Income |
102.4000 |
102.4000 |
01/03/2010 |
| RBS Redeemable Certificates - NDFA Defined Income Plan Mar 09 - Annual Income |
107.3000 |
107.3000 |
01/03/2010 |
| RBS Redeemable Certificates - NDFA Defined Income Plan Apr 09 - Monthly Income |
99.7000 |
99.7000 |
01/03/2010 |
| RBS Redeemable Certificates - NDFA Defined Income Plan Apr 09 - Annual Income |
104.0000 |
104.0000 |
01/03/2010 |
| Symphony SPJL Prefs - NDFA Regular Fixed Income Plan Apr 09 - Monthly Income |
87.3000 |
87.3000 |
09/09/2010 |
| Symphony SPJL Pref Shares - NDFA Defined Income Plan June 09 - Monthly Income |
93.5000 |
93.5000 |
10/09/2010 |
| Sienna IC2L S20 Prefs - NDFA Regular Fixed Income Plan Feb 09 - Monthly Income |
96.5700 |
96.5700 |
10/09/2010 |
| Symphony SPJL Pref Shares - NDFA Dynamic Growth Plan - Jul 09 |
101.2000 |
101.2000 |
01/03/2010 |
| BNP Paribas Certificate Linked Preference Share - Prima Growth Plan 19 |
89.7860 |
89.7860 |
10/09/2010 |
| RBS Deposit - NDFA Fixed Growth Deposit Plan June 09 |
106.9100 |
106.9100 |
01/03/2010 |
| Rabobank Note - Emerging Market Kick Out Plan 2 |
92.8400 |
92.8400 |
10/09/2010 |
| Rabobank Warrant - Emerging Market Kick Out Plan 2 |
92.8400 |
92.8400 |
10/09/2010 |
| BNP Paribas Synergy Certificate - Top Ten Plan |
93.5040 |
93.5040 |
10/09/2010 |
| Rabo Note - CBW Top Ten Plan |
81.8900 |
81.8900 |
10/09/2010 |
| BNP Paribas Synergy Certificate - Emerging Market Kick Out Plan 3 |
99.2640 |
99.2640 |
10/09/2010 |
| Rabobank Warrant - Prima Growth Plan 20 |
98.9000 |
98.9000 |
10/09/2010 |
| Rabobank Warrant - Prima Platinum Plan 5 |
97.9000 |
97.9000 |
10/09/2010 |
| Rabobank Note - Prima Growth Plan 20 |
98.9000 |
98.9000 |
10/09/2010 |
| Rabobank Note - Prima Platinum Plan 5 |
97.9000 |
97.9000 |
10/09/2010 |
| BNP Paribas Synergy Certificate - Top Ten Plan 2 |
95.3680 |
95.3680 |
10/09/2010 |
| Rabobank Note - CBW Dual Index Autocall |
93.0500 |
93.0500 |
10/09/2010 |
| BNP Paribas Note -CBW FTSE Autocall Plan 2 |
100.3500 |
100.3500 |
10/09/2010 |
| Rabobank Note - Prima Platinum Plan 6 |
97.1800 |
97.1800 |
10/09/2010 |
| Rabobank Warrant - Prima Platinum Plan 6 |
97.1800 |
97.1800 |
10/09/2010 |